Legal Information

About Affiliated Managers Group, Inc. (AMG)
Affiliated Managers Group, Inc. (NYSE:AMG) is a global asset management company with equity investments in leading boutique investment management firms (the Affiliates). AMG’s strategy is to generate shareholder value through the internal growth of its existing Affiliates, as well as through investments in new Affiliates. AMG’s transaction structure allows individual members of each Affiliate’s management team to retain or receive significant direct equity ownership in their firm while maintaining operating autonomy, thereby aligning our interests and preserving the Affiliate’s entrepreneurial culture and independence. In addition, AMG provides centralized assistance to Affiliates in strategic matters, marketing, distribution, product development and operations.

Affiliated Managers Group (Hong Kong) Limited (AMG HK)
Affiliated Managers Group (Hong Kong) Limited (AMG HK) is a private company limited by shares organized under the laws of the Hong Kong Special Administrative Region of the People’s Republic of China with company number 1455945 whose registered office is Suite 2907-08, 29th Floor, Two Exchange Square, 8 Connaught Road Central, Hong Kong. AMG HK is a wholly owned subsidiary of AMG and is licensed and regulated by the Securities and Futures Commission of Hong Kong for Type 1 (dealing in securities) regulated activity (CEN: AVU812).

Asia

AMG HK provides financial services, including specified client and marketing services, in Asia on behalf of AMG and the following Affiliates:

Abax Investments Proprietary Limited
AQR Capital Management, LLC
BlueMountain Capital Management LLC
Chicago Equity Partners, LLC
First Quadrant LP
Harding Loevner LP
Ivory Investment Management, LLC
Pantheon Ventures (UK) LLP
River Road Asset Management, LLC
Systematica Investments Limited
TimesSquare Capital Management, LLC
Trilogy Global Advisors, LP
Veritas Asset Management LLP
Yacktman Asset Management, LP

AMG HK and its representatives are authorised by each of the Affiliates identified above to market their services to wholesale and institutional clients and prospective clients and to provide client services to their clients. When marketing the services and products of an individual Affiliate or when providing client services to a client of that Affiliate, in each case AMG HK and its representatives only represent that Affiliate, and they are not authorised by and do not represent any other Affiliate in that context.

Each Affiliate and its representatives are regulated by the applicable laws of their home jurisdiction, which may differ from the applicable laws in Hong Kong.  Each of the Affiliates and their representatives are required to comply with applicable regulatory requirements and policies when providing financial services to you.

AMG HK controls and processes personal data relating to individuals at Affiliates, their clients and prospective clients, such as their contact details. This personal data may be held, used and disclosed in connection with the business of AMG HK, AMG and the Affiliates and may be disclosed or transferred within Hong Kong or elsewhere (including to companies situated in countries which may not have the same applicable data protection laws) to third parties including Affiliates, regulatory bodies, taxation authorities, auditors or service providers.  Personal data is processed in accordance with applicable data protection requirements.

The information contained herein is directed at only investment professionals, large corporates and other persons to whom such communication may be lawfully made, and is not intended for distribution in any jurisdiction where AMG HK would require any additional licence to distribute such information and does not constitute an invitation or offer to the public in respect of AMG, any Affiliate or any Affiliate’s products or services. The information provided herein is for informational and educational purposes only and should not be construed as investment advice.

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