About Affiliated Managers Group, Inc. (AMG)
Affiliated Managers Group, Inc. (NYSE:AMG) is a global asset management company with equity investments in leading boutique investment management firms (the Affiliates). AMG’s strategy is to generate shareholder value through the internal growth of its existing Affiliates, as well as through investments in new Affiliates. AMG’s transaction structure allows individual members of each Affiliate’s management team to retain or receive significant direct equity ownership in their firm while maintaining operating autonomy, thereby aligning our interests and preserving the Affiliate’s entrepreneurial culture and independence. In addition, AMG provides centralized assistance to Affiliates in strategic matters, marketing, distribution, product development and operations.
Affiliated Managers Group Pty Ltd (AMG Pty Ltd)
Affiliated Managers Group Pty Ltd (AMG Pty Ltd) is a proprietary limited company incorporated in Australia (ABN 68 123 448 984; ARN 315813) whose registered office is Grosvenor Place, Level 34, 225 George Street, Sydney, NSW, 2000. AMG Pty Ltd is a wholly owned subsidiary of AMG and is licensed and regulated by the Australian Securities and Investments Commission (ASIC) to provide general financial product advice to wholesale clients (as defined in the Corporations Act 2001) (AFSL No. 443903).
AMG Pty Ltd provides financial services, including specified client and marketing services, in Australia and New Zealand on behalf of AMG and the following Affiliates:
AQR Capital Management, LLC
Artemis Investment Management LLP
BlueMountain Capital Management, LLC
Capula Investment Management LLP
First Quadrant, L.P.
Harding Loevner LP
Ivory Investment Management, LLC
Pantheon Ventures (UK), LLP
River Road Asset Management, LLC
Systematica Investments Singapore Pte. Ltd.
TimesSquare Capital Management, LLC
Trilogy Global Advisors, LP
Tweedy, Browne Company LLC
ValueAct Capital Management, L.P.
Yacktman Asset Management, LP
AMG Pty Ltd and its representatives are authorised by each of the Affiliates identified above to market their services to wholesale and institutional clients and prospective clients and to provide client services to their clients. When marketing the services and products of an individual Affiliate or when providing client services to a client of that Affiliate, in each case AMG Pty Ltd and its representatives only represent that Affiliate, and they are not authorised by and do not represent any other Affiliate in that context.
Certain Affiliates’ Reliance on Exemption from Licensing Requirement
Harding Loevner LP is a U.S. Securities and Exchange Commission (SEC) registered investment adviser and relies on exemptive relief provided by ASIC pursuant to ASIC Instrument No. 10/0215 (Exemptive Relief). Artemis Investment Management LLP and Pantheon Ventures (UK) LLP are investment advisers authorised and regulated in the UK by the Financial Conduct Authority (FCA). Artemis and Pantheon rely on ASIC Class Order 03/1099. Systematica Investments Singapore Pte. Ltd. is licensed and regulated by the Monetary Authority of Singapore (MAS) and relies on ASIC Class Order 03/1102. With the exception of Harding Loevner, Artemis, Pantheon and Systematica, each of the other Affiliates identified above is a US registered investment adviser and relies on ASIC Class Order 03/1100. The Class Orders and Exemptive Relief exempt the Affiliates and their representatives from the requirement to hold an Australian financial services license under the Corporations Act 2001 (Cwlth) in respect of financial services provided by them or their representatives to wholesale clients. A copy of the Class Orders and Exemptive Relief may be obtained at ASIC's website www.asic.gov.au. The Class Orders exempt a registered investment adviser regulated by the US SEC (03/1100) or an adviser authorised and regulated in the UK by the FCA (03/1099) or an adviser licensed and regulated by the MAS (03/1102) from the need to hold an Australian financial services license for certain financial services provided to Australian wholesale clients on certain conditions. The Exemptive Relief is based on the Class Order 03/1100 referenced above.
Each Affiliate and its representatives are regulated by the applicable laws of their home jurisdiction, which may differ from the applicable laws in Australia. Each of the Affiliates and their representatives are required to comply with applicable regulatory requirements and policies when providing financial services to you.
AMG Pty Ltd controls and processes personal data relating to individuals at Affiliates, their clients and prospective clients, such as their contact details. This personal data may be held, used and disclosed in connection with the business of AMG Pty Ltd, AMG and the Affiliates and may be disclosed or transferred within Australia or elsewhere (including to companies situated in countries which may not have the same applicable data protection laws) to third parties including Affiliates, regulatory bodies, taxation authorities, auditors or service providers. Personal data is processed in accordance with applicable data protection requirements.
The information contained herein is directed at only investment professionals, large corporates and other persons to whom such communication may be lawfully made, and is not intended for distribution in any jurisdiction where AMG Pty Ltd would require any additional licence to distribute such information and does not constitute an invitation or offer to the public in respect of AMG, any Affiliate or any Affiliate’s products or services. The information provided herein is for informational and educational purposes only and should not be construed as investment advice.