Legal Information

About Affiliated Managers Group, Inc. (AMG)

Affiliated Managers Group, Inc. (NYSE:AMG) is a leading partner to independent investment management firms globally. AMG’s strategy is to generate long-term value by investing in a diverse array of high-quality independent partner-owned firms, through a proven partnership approach, and allocating resources across AMG’s unique opportunity set to the areas of highest growth and return. AMG’s innovative partnership approach enables each Affiliate’s management team to own significant equity in their firm while maintaining operational and investment autonomy. In addition, AMG offers its Affiliates growth capital, distribution, and other strategic value-added capabilities, which enhance the long-term growth of these independent businesses, and enable them to align equity incentives across generations of principals to build enduring franchises.

Affiliated Managers Group Pty Ltd (AMG Pty Ltd)

Affiliated Managers Group Limited (AMG Ltd) is a private limited company incorporated in England and Wales with Company No. 6481795 whose registered office is 5th Floor, 35 Park Lane, London, W1K 1RB, England. AMG Ltd is a wholly owned indirect subsidiary of Affiliated Managers Group Inc. (AMG Inc.) and is authorised and regulated by the Financial Conduct Authority.

AMG Ltd provide these services in Europe on behalf of AMG Inc. and the following affiliated investment management firms (the Affiliates):

AMG Ltd and its representatives are authorised by each of the Affiliates identified above to market their services to wholesale and institutional clients and prospective clients and to provide client services to their clients. When marketing the services and products of an individual Affiliate or when providing client services to a client of that Affiliate, in each case AMG Ltd and its representatives only represent that Affiliate, and they are not authorised by and do not represent any other Affiliate in that context.

Each Affiliate and its representatives are regulated by the applicable laws of their home jurisdiction, which may differ from the applicable laws in the United Kingdom. Each of the Affiliates and their representatives are required to comply with applicable regulatory requirements and policies when providing financial services to you.

AMG Ltd control and process personal data relating to individuals at Affiliates, their clients and prospective clients, such as their contact details. This personal data may be held, used and disclosed in connection with the business of AMG Ltd, AMG Inc. and the Affiliates and may be disclosed or transferred within the UK, the European Economic Area (EEA) or elsewhere (including to companies situated in countries outside of the EEA which may not have the same data protection laws as the UK or EEA) to third parties including Affiliates, regulatory bodies, taxation authorities, auditors or service providers. Personal data is processed in accordance with the UK’s data protection requirements. For further information on AMG Inc.’s General Data Protection Regulation (“GDPR”) privacy policy, please see the GDPR Privacy Notice on amg.com.

The information contained herein is for your private information and is directed at only investment professionals, large corporates and other persons who meet the definition of per se professional client as defined in FCA Glossary, and to whom such communication may be lawfully made. It is not intended for distribution in any jurisdiction where AMG Ltd would require any additional licence to distribute such information and does not constitute an invitation or offer to the public in respect of AMG Inc., any Affiliate or any Affiliate’s products or services. The information provided in this presentation is for informational and educational purposes only and should not be construed as investment advice.

For investors in Switzerland: the information herein is exclusively intended for Professional Clients within the meaning of article 4(3), article 4(4) and article 4(5) of the Swiss Financial Services Act (“FinSA”) and Qualified Investors within the meaning of article 10 (3) and article 10 (3ter) of the Swiss Federal Act on Collective Investment Schemes Act (“CISA”), but excluding investors pursuant to article 5(1) FinSA.  Neither this document nor any information herein or marketing material may be publicly distributed or otherwise made publicly available in (or from) Switzerland.

AMG Ltd may be compensated for certain investor referrals and certain investor services provided by AMG Ltd to Affiliates relating to professional clients.

As of 2023