CONTENTS
IMPORTANT INFORMATION
Affiliated Managers Group Limited (AMG Ltd)
– MIFIDPRU 8 Disclosure
– Privacy Notice (Non-U.S.)
Affiliated Managers Group (Asia) Limited (AMG Japan)
IMPORTANT INFORMATION
This page contains important legal information – please read it carefully. The information below explains the legal and regulatory restrictions in relation to the information contained on this website and the countries in which Affiliated Managers Group, Inc. (AMG) operates.
This Website and the information herein is directed only at investment professionals or such other persons to whom it may be lawfully communicated.
The sole purpose of this Website is to provide information about AMG and its affiliated investment managers (Affiliates). No information published on this Website constitutes an offer, a request, or a recommendation to buy or sell any investment instruments of any type or any form of fund distribution. For further details please see our Terms and Conditions.
The information contained herein is for your private information and is directed at only investment professionals, large corporates and other persons to whom such communication may be lawfully made, and is not intended for distribution in any jurisdiction where AMG would require any additional regulatory authority to distribute such information and does not constitute an invitation or offer to and private investor or the public in respect of AMG, any Affiliate or any Affiliate’s products or services. The information provided in this presentation is for informational and educational purposes only and should not be construed as investment advice or a solicitation for the purchase or sale of any security.
Affiliated Managers Group Limited (AMG Ltd)
Affiliated Managers Group Limited (AMG Ltd) is a private limited company incorporated in England and Wales with Company No. 6481795 whose registered office is 5th Floor, 35 Park Lane, London, W1K 1RB, England. AMG Ltd is a wholly-owned subsidiary of AMG. AMG Ltd is authorised and regulated by the Financial Conduct Authority (FCA) and has established a branch in the Dubai International Financial Centre (DIFC) regulated by the Dubai Financial Services Authority (DFSA) as a Representative Office. AMG Ltd targets Institutional Investors in the UK, Europe and the Middle East.
AMG Ltd’s MIFIDPRU 8 disclosure statement has been prepared to fulfil the FCA’s regulatory disclosure requirements.
AMG Ltd provides services, including specified client and marketing services, on behalf of AMG and the following Affiliates:
- Abacus Capital Group LLC
- AQR Capital Management LLC
- Beutel, Goodman & Company Ltd.
- Comvest Partners
- Frontier Capital Management, LLC
- Genesis Investment Management, LLP
- Harding Loevner LP
- Jackson Square Partners, LLC
- OCP Asia Pte. Ltd.
- PFM Health Sciences, LP
- River Road Asset Management, LLC
- Systematica Investments Singapore Pte. Ltd.
- TimesSquare Capital Management, LLC
- Veritas Asset Management LLP
- Abax Investments (Pty) Ltd
- Artemis Investment Management LLP
- Boston Common Asset Management, LLC
- Foyston, Gordon & Payne Inc.
- Garda Capital Partners LP
- GW&K Investment Management, LLC
- Montrusco Bolton Investments Inc
- Parnassus Investments, LLC
- Peppertree Capital Management, Inc.
- Systematic Financial Management, LP
- Tweedy, Browne Company LLC
- ValueAct Capital Management, LP
- Yacktman Asset Management LP
AMG Ltd and its representatives are authorised by each of the Affiliates identified above to market their services to wholesale and institutional clients and prospective clients and to provide client services to their clients.
In the UK, this Website and information herein is directed only at those investors which satisfy the definition of (1) investment professionals or high net worth companies or unincorporated associations as set out in the Financial Services and Markets Act (Financial Promotion) Order 2005; (2) in the rest of Europe, professional clients within the meaning of the Markets in Financial Instruments Directive II (Directive 2014/65/EU); or (3) such other persons to which it may be lawfully communicated.
In certain jurisdictions, AMG Ltd may be permitted to distribute funds, which it may do through direct contact with prospective institutional investors, professional clients, and / or Qualified Investors.
AMG Ltd controls and processes personal data relating to individuals at Affiliates, their clients and prospective clients, such as their contact details. This personal data may be held, used and disclosed in connection with the business of AMG Ltd, AMG and the Affiliates and may be disclosed or transferred within the UK, the Middle East, the European Economic Area (EEA) or elsewhere (including to companies situated in countries outside of the DIFC and EEA which may not have the same data protection laws as the UK or EEA) to third parties including Affiliates, regulatory bodies, taxation authorities, auditors or service providers. Personal data is processed in accordance with UK, European and DIFC data protection requirements. For further information, please see AMG’s Privacy Notice (Non-U.S.).
For investors in Switzerland: the information herein is exclusively intended for Professional Clients within the meaning of article 4(3), article 4(4) and article 4(5) of the Swiss Financial Services Act (“FinSA”) and Qualified Investors within the meaning of article 10 (3) and article 10 (3ter) of the Swiss Federal Act on Collective Investment Schemes Act (“CISA”) but excluding investors pursuant to article 5(1) FinSA. The information herein may not be publicly distributed or otherwise made publicly available in (or from) Switzerland.
AMG Ltd may be compensated for certain investor referrals and certain investor services provided by the relevant entity to Affiliates relating to professional clients.
Affiliated Managers Group (Asia) Limited (AMG Japan)
AMG Japan is a registered branch of Affiliated Managers Group (Asia) Limited, which is a wholly-owned indirect subsidiary of AMG. AMG Japan is a private company with an address at c/o Maples Corporate Services Limited, PO Box 309, Ugland House, Grand Cayman, KY1-1104, Cayman Islands. The registered office of the Japan Branch of AMG Japan is located at Level 20, Shin-Marunouchi Centre Building, 1-6-2 Marunouchi, Chiyoda-ku, Tokyo.
AMG Japan conducts research and handles investor support services in Japan on behalf of AMG and certain AMG Affiliates. AMG Japan is not registered as a Financial Instruments Business Operator, or in any other regulatory capacity, in Japan and conducts only unregulated research activities in Japan for AMG and its Affiliates.