CONTENTS

IMPORTANT INFORMATION
Affiliated Managers Group Limited (AMG Ltd)
MIFIDPRU 8 Disclosure
GDPR Privacy Notice
Affiliated Managers Group (Asia) Limited (AMG Japan)
Affiliated Managers Group Pty Ltd (AMG Pty Ltd)

IMPORTANT INFORMATION

This page contains important legal information – please read it carefully. The information below explains the legal and regulatory restrictions in relation to the information contained on this website and the countries in which Affiliated Managers Group, Inc. (AMG) operates.

This Website and the information herein is directed only at investment professionals or such other persons to whom it may be lawfully communicated.

The sole purpose of this Website is to provide information about AMG and its affiliated investment managers (Affiliates). No information published on this Website constitutes an offer, a request, or a recommendation to buy or sell any investment instruments of any type or any form of fund distribution. For further details please see our Terms and Conditions.

The information contained herein is for your private information and is directed at only investment professionals, large corporates and other persons to whom such communication may be lawfully made, and is not intended for distribution in any jurisdiction where AMG would require any additional regulatory authority to distribute such information and does not constitute an invitation or offer to and private investor or the public in respect of AMG, any Affiliate or any Affiliate’s products or services. The information provided in this presentation is for informational and educational purposes only and should not be construed as investment advice or a solicitation for the purchase or sale of any security.

Affiliated Managers Group Limited (AMG Ltd)

Affiliated Managers Group Limited (AMG Ltd) is a private limited company incorporated in England and Wales with Company No. 6481795 whose registered office is 5th Floor, 35 Park Lane, London, W1K 1RB, England. AMG Ltd is a wholly-owned subsidiary of AMG. AMG Ltd is authorised and regulated by the Financial Conduct Authority (FCA) and has established a branch in the Dubai International Financial Centre (DIFC) regulated by the Dubai Financial Services Authority (DFSA) as a Representative Office. AMG Ltd targets Institutional Investors in the UK, Europe and the Middle East.

AMG Ltd’s MIFIDPRU 8 disclosure statement has been prepared to fulfil the FCA’s regulatory disclosure requirements.

With respect to Europe, AMG Ltd provides services on behalf of AMG and the following Affiliates:

  • Abacus Capital Group LLC
  • AQR Capital Management LLC
  • Beutel, Goodman & Company Ltd.
  • Comvest Partners
  • Frontier Capital Management, LLC
  • Genesis Investment Management, LLP
  • Harding Loevner LP
  • Jackson Square Partners, LLC
  • OCP Asia Pte. Ltd.
  • PFM Health Sciences, LP
  • River Road Asset Management, LLC
  • TimesSquare Capital Management, LLC
  • Veritas Asset Management LLP
  • Abax Investments (Pty) Ltd
  • Artemis Investment Management LLP
  • Boston Common Asset Management, LLC
  • Foyston, Gordon & Payne Inc.
  • Garda Capital Partners LP
  • GW&K Investment Management, LLC
  • Inclusive Capital Partners, LP.
  • Montrusco Bolton Investments Inc
  • Parnassus Investments, LLC
  • Peppertree Capital Management, Inc.
  • Systematic Financial Management, LP
  • Tweedy, Browne Company LLC
  • Yacktman Asset Management LP

AMG Ltd and its representatives are authorised by each of the Affiliates identified above to market their services to wholesale and institutional clients and prospective clients and to provide client services to their clients.

With respect to the Middle East, AMG Ltd provides financial services, including specified client and marketing services, on behalf of AMG and the following Affiliates:

  • Abacus Capital Group LLC
  • AQR Capital Management, LLC
  • Boston Common Asset Management, LLC
  • Foyston, Gordon & Payne Inc.
  • Garda Capital Partners LP
  • GW&K Investment Management, LLC
  • Montrusco Bolton Investments Inc
  • Parnassus Investments, LLC
  • River Road Asset Management, LLC
  • Systematica Investments Singapore Pte. Ltd.
  • ValueAct Capital Management, LP
  • Yacktman Asset Management, LP
  • Abax Investments (Pty) Ltd
  • Artemis Investment Management LLP
  • Comvest Partners
  • Frontier Capital Management, LLC
  • Genesis Investment Management, LLP
  • Harding Loevner LP
  • OCP Asia Pte. Ltd.
  • PFM Health Sciences, LP
  • Systematic Financial Management, LP
  • TimesSquare Capital Management, LLC
  • Veritas Asset Management LLP

In the UK, this Website and information herein is directed only at those investors which satisfy the definition of (1) investment professionals or high net worth companies or unincorporated associations as set out in the Financial Services and Markets Act (Financial Promotion) Order 2005; (2) in the rest of Europe, professional clients within the meaning of the Markets in Financial Instruments Directive II (Directive 2014/65/EU); or (3) such other persons to which it may be lawfully communicated.

In certain jurisdictions, AMG Ltd may be permitted to distribute funds, which it may do through direct contact with prospective institutional investors, professional clients, and / or Qualified Investors.

AMG Ltd controls and processes personal data relating to individuals at Affiliates, their clients and prospective clients, such as their contact details. This personal data may be held, used and disclosed in connection with the business of AMG Ltd, AMG and the Affiliates and may be disclosed or transferred within the UK, the Middle East, the European Economic Area (EEA) or elsewhere (including to companies situated in countries outside of the DIFC and EEA which may not have the same data protection laws as the UK or EEA) to third parties including Affiliates, regulatory bodies, taxation authorities, auditors or service providers. Personal data is processed in accordance with UK, European and DIFC data protection requirements. For further information on AMG Inc.’s General Data Protection Regulation (“GDPR”) privacy policy, please see AMG’s GDPR Privacy Notice.

For investors in Switzerland: the information herein is exclusively intended for Professional Clients within the meaning of article 4(3), article 4(4) and article 4(5) of the Swiss Financial Services Act (“FinSA”) and Qualified Investors within the meaning of article 10 (3) and article 10 (3ter) of the Swiss Federal Act on Collective Investment Schemes Act (“CISA”) but excluding investors pursuant to article 5(1) FinSA.  The information herein may not be publicly distributed or otherwise made publicly available in (or from) Switzerland.

AMG Ltd may be compensated for certain investor referrals and certain investor services provided by the relevant entity to Affiliates relating to professional clients.

Affiliated Managers Group (Asia) Limited (AMG Japan)

AMG Japan is a registered branch of Affiliated Managers Group (Asia) Limited, which is a wholly-owned indirect subsidiary of AMG. AMG Japan is a private company with an address at c/o Maples Corporate Services Limited, PO Box 309, Ugland House, Grand Cayman, KY1-1104, Cayman Islands. The registered office of the Japan Branch of AMG Japan is located at Level 20, Shin-Marunouchi Centre Building, 1-6-2 Marunouchi, Chiyoda-ku, Tokyo.

AMG Japan conducts research and handles investor support services in Japan on behalf of AMG and certain AMG Affiliates. AMG Japan is not registered as a Financial Instruments Business Operator, or in any other regulatory capacity, in Japan and conducts only unregulated research activities in Japan for AMG and its Affiliates.

Affiliated Managers Group Pty Ltd (AMG Pty Ltd)

Affiliated Managers Group Pty Ltd (AMG Pty Ltd) is a proprietary limited company incorporated in Australia (ABN 68 123 448 984; ARN 315813) whose registered office is Level 36, Gateway Tower, 1 Macquarie Place, Sydney, New South Wales 2000, Australia. AMG Pty Ltd is a wholly-­owned subsidiary of AMG. AMG Pty Ltd is licensed and regulated by the Australian Securities and Investments Commission (ASIC) to provide general financial product advice to Wholesale Clients (as defined in the Corporations Act 2001) (AFSL No. 443903).

AMG Pty Ltd targets Wholesale Clients in Australia and New Zealand. This Website and information herein is directed only at those investors which satisfy the definition of Wholesale Clients as set out in the Corporations Act 2001 or such other persons to whom it may be lawfully communicated.

AMG Pty Ltd provides financial services, including specified client and marketing services, in Australia and New Zealand on behalf of AMG and the following Affiliates:

  • Abacus Capital Group LLC
  • Abax Investments (Pty) Ltd
  • AQR Capital Management, LLC
  • Boston Common Asset Management, LLC
  • Foyston, Gordon & Payne Inc.
  • Garda Capital Partners LP
  • GW&K Investment Management, LLC
  • Inclusive Capital Partners, LP.
  • OCP Asia Pte. Ltd
  • Parnassus Investments, LLC
  • River Road Asset Management, LLC
  • Tweedy, Browne Company LLC
  • Veritas Asset Management LLP
  • Abax Investments (Pty) Ltd
  • Artemis Investment Management LLP
  • Comvest Partners
  • Frontier Capital Management, LLC
  • Genesis Investment Management, LLP
  • Harding Loevner LP
  • Montrusco Bolton Investments Inc
  • Pantheon Ventures (UK), LLP
  • PFM Health Sciences, LP
  • Systematica Investments Singapore Pte. Ltd.
  • ValueAct Capital Management, LP
  • Yacktman Asset Management, LP

AMG Pty Ltd and its representatives are authorised by each of the Affiliates identified above to market their services to wholesale and institutional clients and prospective clients and to provide client services to their clients. When marketing the services and products of an individual Affiliate or when providing client services to a client of that Affiliate, in each case AMG Pty Ltd and its representatives only represent that Affiliate, and they are not authorised by and do not represent any other Affiliate in that context.

Certain Affiliates’ Reliance on Exemption from Licensing Requirement

The Class Orders exempt a registered investment adviser regulated by the US SEC (03/1100) or an adviser authorised and regulated in the UK by the FCA (03/1099) or an adviser licensed and regulated by the MAS (03/1102) from the need to hold an Australian financial services license for certain financial services provided to Australian wholesale clients on certain conditions.

Harding Loevner LP is a U.S. Securities and Exchange Commission (SEC) registered investment adviser and relies on exemptive relief provided by ASIC pursuant to ASIC Instrument No. 10/0215 (Exemptive Relief). Foyston, Gordon & Payne is a U.S. Securities and Exchange Commission (SEC) registered investment adviser and relies on exemptive relief provided by ASIC pursuant to ASIC Instrument No. 19-0093 (Exemptive Relief).

Artemis Investment Management LLP, Genesis Investment Management, LLP, Pantheon Ventures (UK) LLP and Veritas Asset Management LLP are investment advisers authorised and regulated in the UK by the Financial Conduct Authority (FCA) and rely on ASIC Class Order 03/1099. Systematica Investments Singapore Pte. Ltd. and OCP Asia Pte. Ltd. are licensed and regulated by the Monetary Authority of Singapore (MAS) and rely on ASIC Class Order 03/1102. AQR Capital Management, GW&K Investment Management, River Road, Tweedy Browne, ValueAct and Yacktman are each a US registered investment adviser and rely on ASIC Class Order 03/1100. The Class Orders and Exemptive Relief exempt the Affiliates and their representatives from the requirement to hold an Australian financial services license under the Corporations Act 2001 (Cwlth) in respect of financial services provided by them or their representatives to wholesale clients. A copy of the Class Orders and Exemptive Relief may be obtained at ASIC’s website www.asic.gov.au.

Each Affiliate and its representatives are regulated by the applicable laws of their home jurisdiction, which may differ from the applicable laws in Australia. Each of the Affiliates and their representatives are required to comply with applicable regulatory requirements and policies when providing financial services to you.

AMG Pty Ltd may be compensated for certain investor referrals and certain investor services provided by the relevant entity to Affiliates relating to professional Wholesale Clients.